The ACH Audit & Risk Assessment
The ACH Audit & Risk Assessment: What You Need to Know
Wednesday, August 21, 2019
11:00 am – 1:00 pm Eastern
Spend two hours with an ACH Auditor and hear what she looks for when performing the ACH Audit and ACH Risk Assessment.
Every financial institution must perform an ACH Audit annually. Effective January 1, 2019 the ACH Rules changed and the information in Appendix Eight is moving to the Audit Guidelines. Join us in this session to discuss what this change means to your bank. We will discuss the current area’s in Appendix Eight and offer suggestions on what you may want to change when completing your audit. The ACH Risk Assessment needs to have been completed once and then performed every time there are changes to your ACH program and when your possible risks change. These are two very important and sometimes confusing tasks. Join us to learn the difference between an ACH assessment and an audit, what you're looking for when completing both and how to avoid common mistakes and violations..
Topics Covered:
- The audit requirements for all ACH participants
- Where others have been non-compliant and how not to make the same mistakes
- What auditors should be looking for when performing the ACH audit
- The importance of the ACH risk assessment
- Areas that should be included in the ACH risk assessment
Your speaker is an ACH Auditor - get all your ACH audit and risk assessment questions answered by attending this webinar.
Who Should Attend?
Compliance, audit, operations, risk management and senior management.
Speaker:
Kate Cole
Mary Kate Cole, AAP, CAE, principal of MK Cole Consulting, has nearly two decades of bank operations experience. Kate is an experienced ACH Auditor as well as speaker on payments related topics. She was VP of the Upper Midwest ACH Association for over 15 years. At that time, she was responsible for member education, ACH Audits and problem solving as well as ACH Development projects. Kate has been active in several National ACH Association Rules Work Groups over her career. She is a popular speaker at both local and national conferences on electronic payments related topics.
Attendance verification for CE credits provided upon request.
Webinar Sponsored by Total Training Solutions
If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877.
| Registration Options |
|
Live Plus Five – Attend the live event and receive five business days of unlimited access to the OnDemand Playback and links to presenter materials and supplementary handouts.
OnDemand Recording – Receive unlimited access to the OnDemand Playback for 6 months and links to presenter materials and supplementary handouts. This option does not include live session attendance.
CD-ROM – Receive the webinar recording on a CD-ROM 7-10 business days after the Live event or your registration date (whichever is the latter). Receive unlimited access to the OnDemand Playback for 6 months and links to presenter materials and supplementary handouts. This option does not include live session attendance.
Live Plus Six – Attend the live event and receive six months of unlimited access to the OnDemand Playback and links to presenter materials and supplementary handouts.
Premier Package – Includes all three base options. Live attendance, OnDemand Playback for six months, and the CD-ROM.
|