Quarterly Regulatory Compliance Update - Financial Services 
Monday, December 9, 2019
2:00 pm – 3:00 pm Eastern 

Keeping up with regulatory changes is critical for financial institutions everywhere. Join our quarterly compliance webinar and keep up to date with the latest developments and regulatory issues impacting your organization!  This informative, can’t-miss webinar previews what changes and impacts regarding recent trends, expectations and requirements are in store for your bank.  Gain insight into practical, proactive approaches for beefing up existing compliance functions to meet evolving regulatory expectations. Get a jump start on regulatory preparedness to ensure your organization is equipped with the information needed to stay compliant.

What You Will Learn:

• Up-to-date information on regulatory changes and proposed legislation impacting the banking industry
• Updates on regulatory initiatives and guidance 
• Present day examination trends and regulatory priorities
• Guidance on evolving regulatory requirements and expectations to proactively mitigate compliance risks
• Latest developments in Fair Lending enforcement
• Survey of recent enforcement trends to assess your institution’s risks and how they can be addressed
• Strategies for retooling compliance programs and beefing up current compliance functions.

Speaker:

Dena Somer, Esq/founder finreg PARTNERS

Dena Somers is a highly regarded bank consultant and compliance attorney. She has provided regulatory compliance and risk management consulting services to financial institutions and companies in highly regulated industries nationwide for more than 20 years. Her areas of expertise include consumer and mortgage lending compliance, Fintech and specialty finance, regulatory compliance training, business strategy and best practice advisement, and corporate governance.

Throughout her career, Ms. Somers has advised hundreds of banking and financial institutions— ranging from local community banks to $50 billion financial holding companies— to achieve operational efficiency while ensuring regulatory compliance. Previously, Ms. Somers served as General Counsel to a national mortgage servicing company, Fintech lender, national money service business, and has represented financial institutions in a broad array of complex litigation matters for more than 15 years. Additionally, Ms. Somers is a published author for Lexis Nexis in the areas of Bank Teller training, loan policies, and loan documentation training.

Attendance verification for CE credits provided upon request.

Webinar Sponsored by BankersHUB

If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone, (614) 610-1877