2019 Lending Compliance School

2019 Lending Compliance School

Lending Compliance School
September 11, 2019

Registration is $375 for CBAO members and $565 for non-members.

In this year’s Lending Compliance School, we are taking things to the next level.  While we will touch on the lending compliance statutes you’ve come to know and love, we will be providing further perspective to help you frame your understanding, refine your policies and risk assessments, and built a more robust compliance framework around your lending activities.  Join us as we discuss:

  • Fair Lending:  You know the Statutes, but How is the Industry Complying?
  • TRID:  Those Tricky Old Compliance Issues, 2.0 in Detail and Exploring the FAQs
  • Complying with Flood Rules:  The Hold, the New and the Expected
  • The Many Facets (and Pitfalls) of Regulation B
  • Knowing the Statutes that Apply to Consumer, Mortgage and Commercial Loans
  • High Level HMDA:  Enough to Make You Dangerous
  • Rules of Rescission
  • MLO Compensation and Referral Programs: What You Need to Know to be Compliant, but Create Incentives
  • Lending to MRBs and Hemp Customers

Your registration fee covers your participation in the school, including breakfast and lunch, as well as all materials provided for the event. You will receive a handbook, comprised of PowerPoint slides, narratives, tools and reference materials related to the topics covered. You will also receive all materials and tools electronically.

Meet the Facilitators:

Angela Lucas

Angela Lucas is the Co-Founder and Managing Partner of Sterling Compliance, LLC, an independent compliance and risk management consulting firm based out of Pittsburgh, Pennsylvania. Prior to launching Sterling Compliance, Angela was an examiner with the Office of the Comptroller of the Currency, specializing in consumer compliance and commercial credit. Several years and examinations later, Angela expanded her skill set within the Investment Advisory Monitoring and Testing Group at Federated Investors, Inc., focusing on compliance testing and advisory services as a critical link between trading floor portfolio managers and the compliance function.

Lisa Zigo

Lisa began her banking career in 1991, spending the first decade in credit risk and managing credit administration.  In 2005, she also took on the role of Compliance Officer.   She later served as Senior Vice President, Director of Operations.

In early 2012, Lisa entered the consulting arena focusing on regulatory compliance in community banks, providing training, policies, compliance reviews and comprehensive CMS programs.  In 2015 Lisa partnered with a long-time friend and colleague to form Sterling Compliance, LLC, furthering the vision they shared for bringing a balanced perspective to clients for practical approaches to regulatory compliance with battle-tested, effective results.

Registration Options:

If you are having issues with registering online, please contact CBAO's Education & Training Coordinator, Lianne Simeone , (614) 610-1877.

9/11/2019 9:00 AM - 3:00 PM
8800 Lyra Drive Suite 570 Columbus, OH 43240 UNITED STATES

Sign In