2020 Compliance Forum

2020 Compliance Forum

2020 Compliance Forum
March 17, 2020, June 12 (webinar), August 5, 2020 and November 17, 2020

Registration for all four sessions is $1,250 for CBAO members.

The Compliance Forum will bring you the latest in consumer protection, Bank Secrecy Act and anti-money laundering, and regulatory issues. Each quarter, we will provide an in-depth compliance and regulatory update, discuss pending legislation and keep you apprised of critical dates and deadlines. Sterling Compliance will share with you the latest hot topics to ensure you stay ahead of the regulators and proactively refine your compliance program.  Our special guests throughout the year add value to the discussions and perspective you won’t get elsewhere.  Join us in 2020 to stay up-to-date and ahead of the game.  

Take it Home
Your compliance responsibilities and challenges don’t stop when you leave the forum. Be sure you have the tools to administer your compliance function proactively and effectively. You will receive the Sterling NAVIGATOR, BEACON and all the tools provided at each event and with each edition of the NAVIGATOR.

With one regulatory wave after another, it starts to feel like we’re drifting farther and farther away from solid ground. That’s where we come in. Our NAVIGATOR newsletter will help you steady your rudder and guide you safely through the turbulent waters of regulation and compliance exams. We’ve designed the NAVIGATOR to be your go-to resource for compliance news, critical and upcoming deadlines and items of regulatory focus.

Sterling BEACON
We offer a monthly consulting service that gives you unlimited access to our compliance experts for any compliance-related questions. This service is part of all compliance engagement packages or may be selected a la carte, but it is complimentary with your forum registration! Our BEACON allows you to call or email us any time – an important compliance lifeline!

Meet the Compliance Forum Facilitators:

Angela Lucas

Angela Lucas is the Co-Founder and Managing Partner of Sterling Compliance, LLC, an independent compliance and risk management consulting firm based out of Pittsburgh, Pennsylvania. Prior to launching Sterling Compliance, Angela was an examiner with the Office of the Comptroller of the Currency, specializing in consumer compliance and commercial credit. Several years and examinations later, Angela expanded her skill set within the Investment Advisory Monitoring and Testing Group at Federated Investors, Inc., focusing on compliance testing and advisory services as a critical link between trading floor portfolio managers and the compliance function.

Lisa Zigo

Lisa began her banking career in 1991, spending the first decade in credit risk and managing credit administration. In 2005, she also took on the role of Compliance Officer. She later served as Senior Vice President, Director of Operations.

In early 2012, Lisa entered the consulting arena focusing on regulatory compliance in community banks, providing training, policies, compliance reviews and comprehensive CMS programs. In 2015 Lisa partnered with a long-time friend and colleague to form Sterling Compliance, LLC, furthering the vision they shared for bringing a balanced perspective to clients for practical approaches to regulatory compliance with battle-tested, effective results.

Registration Options:

If you are having issues with registering online, please contact CBAO's Education, Training & Special Events Coordinator, Patti Webb, (614) 610-1877.

3/17/2020 9:00 AM - 3:00 PM
Eastern Standard Time
CBAO Ray Campbell Learning Center 8800 Lyra Drive Suite 570 Columbus, OH 43240 UNITED STATES



Tuesday, 17 March 2020

Friday, 12 June 2020

Wednesday, 05 August 2020

Tuesday, 17 November 2020

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