BSA/AML/OFAC - Identifying Suspicious Activity
BSA/AML/OFAC - Identifying Suspicious Activity Through Client Facing Training
Monday, May 6, 2024
2:00 – 3:00 pm (Eastern Time)
This compliance webinar is not standard BSA/AML/OFAC training to take attendees through BSA requirements but provides training for front-line staff based on red flags that are suspicious plus red flag events that may not be on your radar.
Client facing training is critical to ensure that all front-line employees understand their responsibilities for detecting and reporting suspicious activity. This webinar takes attendees through the most effective and practical methods for detecting suspicious activity and covers deposit or cashing a suspicious check, various forms of suspicious requests for wire transfers and out of the ordinary services that should immediately raise a red flag. The webinar provides practical training to more readily identify and report suspicious activity.
Topics include:
- Case studies on common client facing unusual activity
- Effective and practical identification of suspicious activity
- Sample escalation and reporting recommendations
- How to talk to customer when needing additional information for BSA purposes
Who Should Attend:
- BSA/AML Officers and Support Staff
- Branch management
- Customer Service Representatives
- Tellers
- Call Centers
- Electronic Banking
- Risk Management
- Deposit Operations
- Compliance
- Internal Audit
- Information Security
- Executive Management
Instructor
Terri Sands
Secura Risk Management / Founder
Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations.
Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), a service organization providing payments industry education, auditing, consulting, resources, and support services to financial organizations throughout the country. Prior to her work at PIC, Terri also served as the President of GACHA, a non-profit, regional payments association where she provided strategic direction for financial institutions in the payments industry. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District.
Attendance verification for CE credits provided upon request.
Webinar Sponsored by BankersHUB
If you are having issues with registering online, please contact CBAO's Education, Training & Special Event Coordinator, Malia Widder, (614) 610-1877.
| Registration (Member/Non-Member Pricing) |
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Webinar and Playback* ($295/$445)
*Playback has no expiration.
Additional Hookup - Registering another banker from a different location ($185/$225)
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